In
the last decade, there has been a transformation in the perceptions of
the role of cities (and citizens), in our society. This phenomenon is
particularly relevant in Europe for a variety of reasons:
- Traditionally,
cities have been seen in their respective national economic
hierarchies; but increasingly they are seen in a wider European-Global
economic context;
- There
has been a rapid growth in the development of networks between cities
within Europe designed to promote trading links, exchange good
practices, and promote local interests;
- There has been growing awareness of the contribution and potential of cities to Europe’s economic competitiveness;
- The
search for economic growth has not always led to social equity; indeed
it has often contributed to increased social exclusion[i].
So we face a paradox.
Despite the growing contribution to the economic competitiveness of
Europe, not all places or people contribute or benefit equally, so
social problems are growing in many cities. This juxtaposition of
success and failure, growth and decline, innovation and stagnation,
wealth and poverty, great architecture, and environmental deterioration
poses a major challenge to the social cohesion of Europe. Linking
increasing economic competitiveness to increasing social inclusion is
the crucial challenge.
All
these aspects can be seen as part of the concept of “enlarged
citizenship” (e.g. new duties, different rights). A brief analysis of
three concrete situations, health policy, ethnic minority assimilation,
and migration, give us a complex impression: the “new citizenship”
seems to be something that is under construction and we do have to work
to prepare ourselves to possible futures alternatives.
ISSUES – THREE EXAMPLES
The
first issue is differing approaches to facing a terrible disease, AIDS.
Western Europe has one of the lowest prevalence rates of HIV globally
and has not been affected by the epidemic to the same extent as other
regions such as Southeast Asia and Sub-Saharan Africa. In some
countries of Eastern Europe, however, the prevalence of HIV during the
last decade has gone from one of the lowest in the world to an
alarmingly rapid spread, with the highest rate of new infections in the
world. It is important to highlight that there is currently no
harmonisation with respect to AIDS policy within the European Union.
All of the EU countries have different legal approaches and policies
regarding HIV/AIDS. There is a clash of interests with respect to the
individual, institutional and social aspects. For example, some
legislators feel that the rights of the patient are the more important
rights, while others feel public health is more important. “This led to
different policies regarding aspects such as mandatory versus voluntary
testing. Because of these differences in point of view, no common
policy has been formed. Many suggest that it is important to implement
a uniform political strategy towards the issue, because many believe
that totally uniform legislation will not be possible.”[ii]
In this context, the lack of harmonisation becomes an indicator of the
absence of fundamental rights strictly connected to the concept of
citizenship.
A
second example is the ethnic minority assimilation issue. A century
ago, about half of the area under consideration was identified with one
ethnic minority or another; sixty years ago the proportion was still
about one-quarter. Today, although quantitative approximations are
extremely problematic, it might be estimated that no more than one
tenth of the population in East-Central Europe belongs to ethnic
minorities. Nevertheless, the challenges associated with minority
assimilation have not declined proportionately. Unlike immediately
neighbouring regions, such as Moldova, minority assimilation problems
here have not exploded into armed conflict and they are not likely to
do so. However, they continue to weigh considerably on the internal
evolution of the area and on its future relations with the EU.
The
exclusivist conception of the state, with its consequences for the
minority assimilation issue, is a common feature of all the “new EU
countries,” regardless of the very significant distinction in the
proportion and situation of minorities among them. Four countries
(Poland, the Czech Republic, Slovenia, Hungary) have minority
populations not exceeding 10% of the total population. With the
exception of the Roma, these minorities are not salient. In four other
countries (Slovakia, Bulgaria, Romania, and Lithuania) minorities
comprise up to 25% of the population. Here, certain minority groups
constitute compact and distinct societies and they are an important
factor in national policies. Finally, in two countries (Latvia and
Estonia), minorities, in fact, a single Russian speaking or Slavic
minority, exceed 30% of the population[iii].
Once again, what will be the solutions of the “spectrum” of challenges
related to this issue? What kind of “complete” citizenship is
foreseeable for these people?
The
third issue that illustrates the necessity to better understand the
linkage between “enlarged citizenship” and the necessity of new forms
of governance, possibly future oriented, is migration.
Fifty
years after mass migration began in most of the European countries, the
process of integration has entered a new phase. Since the end of the
1970s in northern Europe and of the 1980s in the south, it has been
obvious that all the major European countries have become countries of
immigration and must build policies to promote the assimilation of
their immigrants. After a decade of debate and studies, we know a
little more about the slow progress towards the social integration of
different immigrant groups. However, as soon as we began to analyse the
changes that have occurred in the demography and socioeconomic
positions of immigrants, a new issue emerged on the social and
political agenda: the ‘management of diversity.’ The rise of a ‘second
generation,’ i.e. the offspring of immigrants, in the former countries
of immigration has produced a new context that needs to be analysed. To
improve our understanding of integration in the long run, the social
sciences, demography in particular, should promote observations and
analyses of the socio-economic positions and trajectories of this
second generation. What kinds of integration are the second generations
experiencing compared with their parents and with the natives of the
countries where they live? And finally, is it correct to assume the
presence of the concept of “second generation” or is it more
appropriate to talk about “new first generation?” What are the
consequences to civil rights and unwritten rules such as tolerance? And
once again, in a contemporary society is tolerance something different
from “mutual respect”?
These
three examples (health policy related to AIDS, ethnic minority
assimilation, and migration) give us the idea of a structured relation
that links complexity, decision making, individual rights and duties,
and citizenship; in one word it is a problem of governance. The
political problem and the necessary decision making process have to
face situations that already require particular skills and “levels of
knowledge” even for a simple understanding; the question is: “are our
Parliaments able to face this challenge?” “Historically, Parliament has
been a symbol and agent of Demos, the basis for legitimising
political authority and legislation, and accountable to ‘the people’
for laws and regulation. However, many of the most important changes in
modern society are currently taking place through mechanisms beyond the
scope of parliamentary purview.”[iv]
NEW MODELS OF GOVERNANCE
It
seems necessary to identify different (and hopefully new) paths and
models of governance, and we have to recognise a series of important
trends emerging as we enter the 21st century. One trend is
related to the development of new forms of partnership between
government, business, trade unions, associations, non-government
organizations (NGOs), academia, and generations, aimed at meeting the
dual challenges of social cohesion and economic competitiveness.
Governance
can be defined as the framework through which political, economic,
social and administrative authority is exercised at local, national and
international levels. In today’s world, this framework consists of a
wide variety of mechanisms, processes, institutions, and relationships
– including partnerships – through which individual citizen, groups and
organizations can express their interests, exercise their rights and
responsibilities, and mediate their differences.
These
emerging forms of partnership are needed to address societal problems
where traditional, single sector approaches are proving inadequate.
Inter-generational partnership can be one of them, foresight exercises
and methods can be the means, and schools, universities, and other
“third sector” organisations the places.
These
are new social partnerships, where individuals and organisations have
invested time, energy, money and other resources in trying to solve
particular social problems. This has involved forging unfamiliar
approaches to working with different people and organisations, and
building synergy from diverse cultures, networks and competencies[v]. In doing this, people take part in a cooperative learning process, and they propose and act on alternatives related to the future of their respective cities.
This is the alchemy involved in making these partnerships more than the
sum of their parts and effective in addressing both shared societal
purposes and individual interests. The ability and willingness to
adapt to changing needs, capabilities, and circumstances, is a critical
success factor in long term sustainability of a social partnership.
CHALLENGES TO TRANSFORMATION
To
be sure, there are challenges. First and foremost, our political
structure is fighting against transformations in governance and is
winning. The actual forms of western democracy do not consider the
needs of future generations.
Another
challenge is the need to aim for a combination of short-term
(relatively easy to achieve) outcomes, as well as longer term and
possibly more grand ambitions. There is often pressure on new social
and inter-generational partnerships to demonstrate early success to
those inside and outside of the partnership who might be sceptical or
indeed hostile.
The
timing of success also highlights the fact that different participants
have different timeframes, and this can be an important determinant of
success or failure. To manage the relations between expectations and
timeframes becomes an important skill in leading governance
processes.
Fourth,
in synthesis there are “shifts” in our understanding and practice of
governance. These shifts in the structure, process and scope of
governance emerge from deeply rooted changes in the global economy and
associated shifts in organisational, technological, and political
processes. These changes are still in their early stages and will
continue to impact governance as they evolve.
The
emerging forms of governance therefore present both a potential threat
to participative democracy and a real opportunity to strengthen
meaningful citizen involvement in decision making and service delivery.
The challenge is to ensure a form of civil governance that effectively
manages human affairs while enabling citizens to take active roles in
designing the policies, institutions, strategies and programs that
shape the quality of their own lives. To do this, it will be
necessary to balance roles, responsibilities, accountabilities, and
capabilities of different levels of government and the various actors
or sectors in society.
Linked
to this, the future of new social partnerships depends critically on
whether they prove capable of delivering societal benefits that cannot
be achieved more effectively through other means[vi].
To be effective, they will need to demonstrate clear added value at the
local level in building sustainable coalitions and improving quality of
life, and at a strategic level, in helping government bodies create an
enabling environment for additional proactive and innovative approaches
to address socioeconomic problems.
ROLE OF FUTURE STUDIES
In
this framework, the role of futures studies becomes crucial;
theoretical, methodological and conceptual innovation often derive from
crises that become opportunities. The 21st century will be
characterised by technological efficiency and social turbulence;
characteristics that were particularly present during the Nazi era. The
western democratic system seems to be searching for sustainable models
of economic growth, social cohesion, and inter-cultural dialogue. In
other words, this is what is commonly considered development, and in a
global society it is often useful, even necessary, to start with what
is considered immediately possible, which is often participation at the
local level.
The
challenge is clear: civil governance and participation require a
“visionary and empowered theoretical approach and innovative forms of
coordination.” In this context, once again, the support of future
studies can be extremely useful. Specifically, the use of future
studies methodologies and the ability to think, participate and act
locally can lead to the emergence of new forms of citizenship
(expansion of the rights) and future forms of “shared governance” or
“civil governance.” We have to assume that modern economic and
social systems are increasingly complex and that the two traditional
mechanisms of coordination, “hierarchy” and “market,” are inadequate in
their pure forms[vii].
A new form of multilateral coordination, involving all economic and
social actors, is needed in order to put together all the elements of
the system so that common goals can be achieved, that is, “network or
interactive governance.” Innovative governance is the actual
“policy request,” and intergenerational dialogue and futures studies
are crucial resources for a possible approach.
REFERENCES
Eleonora Barbieri Masini, Why Futures Studies, Grey Seal, London 1994
E. Barbieri Masini, J. Medina Vasquez, “Scenarios as Seen from a Human and Social Perspective,” Technological Forecasting and Social Change, Vol. 65, No. 1, September 2000
W. D. Coleman, A. Perl, “Internationalized Policy Environments and Policy Network Analysis,” Political Studies Vol. 47, Number 4, 1999
John Chris Jones, “Creative Democracy, with Extended Footnotes to the Future,” Futures, Vol. 30, No. 5, October 1998
Y. Dror, Ventures in Policy Sciences, Elsevier, New York, 1971
Y. Dror, Policy-making Under Adversity, New Brunswick, N.J. Transaction Books, 1986
S.
Fadda, “Local Governance in the Context of a Network Society: some Open
Question for Economic Policy,” OECD International Conference on Local
Development and Governance in Central, East and South East Europe,
Trento 6th -8th June 2005
Ernst B. Haas, When Knowledge is Power, University of California Press, 1990
European Parliament, Directorate General for Research, STOA, briefing note n. 09/2001 PE nr. 297.575 March 2001, HIV/AIDS in the EU and Accession Countries
Andre Liebich, Ethnic Minorities and Long Term Implications of EU Enlargement, EUI, working paper RSC No 98/49, Firenze 1998
G. Majone, Evidence, Argument and Persuasion in the Policy Process, New Haven, Conn., Yale University Press, 1989
Matko Mestrovic, “How Actual are Democratic Virtues,” Futures, Vol. 30, No. 1, February 1998
J. Nelson, S. Zadek, Partnership Alchemy, new social partnership in Europe, The Copenhagen Centre, Denmark 2004
M.
Parkinson, “Local Strategies in a Global Economy: Lessons from
Competitive Cities,” OECD International Conference on Local Development
and Governance in Central, East and South East Europe, Trento, Italy 6th -8th June 2005
Jeremy Richardson, “Government, Interest Groups and Policy Change,” Political Studies, Vol.48, Number 5, December 2000
A.
Sloat, “The Future of Parliamentary Democracy: Transition and Challenge
in European Governance,” Green Paper prepared for the Conference of the
European Union, September 2000
J. D. White, “Alternative Nations,” Futures, Vol. 30, No. 2/3, March 1998
Riccardo Cinquegrani
holds a Ph.D. in Social Science and three Masters: European
studies, international relations and political science. Since 2003
he has been Joint Professor of Human and Social Foresight at the
Faculty of Social Sciences, Pontificia Universitą Gregoriana, Roma. In
addition, he teaches the following courses: “Scenario Building and
Strategic Management Tools,” “Social Participatory Methodologies and
Local Development,” and “Techniques of Social Research.” He is Member
of the European Regional Foresight College and a member of the Italian
Node of the Millennium Project. Professor Cinquegrani collaborates with
several universities and studies centres, developing activities of
research mainly related to regional foresight, local development, and
strategic planning. His publications include “Linking People to Pixel,
Next Steps in EU Democracy and Power,” in Democracy and Futures, Mannermaa, Dator and Tiihonen, eds., Parliament of Finland, 2006.[des1]
POINTS FOR THE CLASSROOM (send comments to forum@futuretakes.org):
· “Fission”
or “fusion”? Ten years from now, will governance and notions of
community be more local, more regional (trans-national), or more
global? What about notions of identity? Will the global
integration of the world’s economies continue to increase, or are there
weak signals of a countertrend?
· Cinquegrani
discusses emerging new modes of governance, including a trend toward
new forms of partnership between government, business, trade unions,
associations, NGOs, and academia. In your part of the world, what
roll will these various sectors play in governance in 2015? What
roles will IT-enabled direct citicen participation play (see Youngsook
Park’s article, Fall 2008 issue)? Political parties? Other
avenues of participation (such as political action committees in the
US)?
· Cinquegrani states that “Linking
increasing economic competitiveness to increasing social inclusion is
the crucial challenge.” In what ways will various nations and
regions attempt to meet this challenge, and with what
consequences? What will be the impacts, if any, on notions of
prosperity?
· In
his discussion of minority assimilation, Cinquegrani asks “What kind of
‘complete’ citizenship” is foressable for these people?” What are
your thoughts on this. (Fast-forward ten years and characterize
minority assimilation, and the impact of associated challenges, in
various parts of the world.)
· (Also
see Stephen Aguilar-Millan’s article on immigration issues and Sohail
Iyanatullah’s comments on governance in the Spring-Summer 2008 thematic
issue.)